DISCLOSURES

As Alternative Access Capital, LLC is a member of Financial Industry Regulations Association (www.finra.org) and Securities Investor Protection Corporation (www.sipc.org), we are required to offer the following notifications:

TERMS OF USE & LEGAL INFORMATION
PRIVACY NOTICE
BUSINESS CONTINUITY PLAN
RISK DISCLOSURE
SITE MAP

TERMS OF USE & LEGAL INFORMATION

This Terms of Use and Legal Information statement set forth the terms of use governing this website (this “Website”) and any material contained herein, and sets out your obligations with respect to your use of the Website.  This Website is offered to you conditioned on your acceptance without modification of terms, conditions and notices contained herein, and, by accessing and using the Website, you signify your understanding of, and agree to abide by, all such terms, conditions and notices.

Alternative Access Capital, LLC (“AAC”) reserves the right to change the terms, conditions and notices under which this Website is offered without prior notice at any time.  This Website and your access to it can be terminated at any time, with or without notice and for any reason.

BY USING THIS WEBSITE, YOU CONSENT TO AAC USING FOR ANY LAWFUL PURPOSE ANY INFORMATION THAT YOU TRANSMIT TO THIS WEBSITE OR OTHERWISE PROVIDE TO AAC, AND IS SUBJECT TO DISCLOSURE AS DEEMED APPROPRIATE BY AAC (INCLUDING TO ANY LEGAL OR REGULATORY AUTHORITY TO WHICH AAC IS SUBJECT).

TERMS OF USE

Restrictions on Use and No Advice
The material contained in this Website should not be used or considered as, and does not constitute, an offer to sell or a solicitation of any offer to buy any interests in AAC or its affiliates. The material contained in this Website does not constitute, and may not be used in connection with, an offer or solicitation by anyone in any jurisdiction in which such offer or solicitation is not permitted by law or in which any person making such offer or solicitation is not qualified to do so or to any person to whom it is unlawful to make such solicitation or offer.

AAC provides no advice or recommendations with respect to the use of this Website, and the information and content contained herein do not constitute a recommendation or solicitation to purchase or sell any security or make any type of investment or financial decision, nor do the contents of this Website constitute legal, tax, or accounting advice or advice regarding the suitability or profitability of any transaction or investment.

Ownership of Content
AAC owns and maintains this Website. AAC reserves all rights with respect to copyright ownership of all text, images, graphics, sounds, software code and other materials (“Content”) on the Website, and will enforce such rights to the fullest extent of the law. This Website and its Content may only be used for the personal education of visitors to the Website and non-commercial use. You may not modify, reproduce, distribute, publish, display, license, create derivate works from, transfer, sell or otherwise use by electronic or any other means any of the Content or services obtained from this site without AAC’s prior written consent.

Trademarks
Alternative Access Capital, LLC, AAC, and other marks and company names indicated on the Website are service marks of AAC or its affiliates. Nothing in this Website shall be construed as granting, by implication, estoppel or otherwise, any license or right to use any photograph, image, trademark, logo or service mark in this Website. As with the Content (described above), such trademarks, logos and/or service marks and company names may not be modified, reproduced, distributed, published, displayed, licensed, transferred, sold or otherwise used by electronic or any other means without the prior written consent of AAC. All other trademarks, service marks and company names and logos appearing on the Website are the property of their respective owners.

Non-United States Visitors
Given the global nature of the internet, the Website may be accessed by visitors residing outside of the United States. AAC makes no representations or warranties that the Website is appropriate or available for use in countries outside of the United States, or that transactions, securities, products, instruments or services discussed in this Website are available or appropriate for sale or use in all jurisdictions, or by all counterparties. Visitors who choose to access the Website from outside of the United States do so at their own initiative and are responsible for compliance with any and all local laws and regulations that may apply to such access. You may not use or export the information or materials in violation of U.S. export laws and regulations. The information provided in or accessible through this Website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject AAC and/or its affiliates to any registration or other requirement within such jurisdiction or country.

No Reliance
While AAC uses reasonable efforts to update the information on this Website, AAC makes no representations or warranties as to the accuracy, reliability or completeness of any information on this Website. Opinions and any other content, including the terms and conditions of your use of this Website and its contents, are subject to change without notice or liability.

Consult Entirety of Materials
The materials on this Website are meant to be reviewed in their entirety, including, without limitation, footnotes, legal disclaimers, restrictions and disclosures, any copyright or proprietary notices. Any disclaimers, restrictions or disclosures apply to any partial document or material in the same manner as they do to the whole, and will be deemed incorporated in the portion of any material or document that you consult or download.

Third-Party Information
Certain information contained in this Website may be prepared by third parties. AAC does not endorse or recommend the information provided by such third parties. You understand that AAC has no control over such information, and therefore is not responsible for the content of any such information. AAC shall not be liable for any damage or loss caused by or in connection with the use of or reliance upon any such information.

Links to Third-Party Sites
The Website may contain links to sites owned and operated by other parties. AAC has not reviewed any of the sites linked to this Website and is not responsible for and has no control over the content of those sites or any other site linked or linking to the Website. Your linking to any third-party pages or other sites is at your own risk.

Disclaimer of Warranties
You expressly acknowledge and agree that:

(a) YOUR USE OF THE WEBSITE IS AT YOUR SOLE RISK. EACH OF THE WEBSITE AND THE MATERIALS HEREIN IS PROVIDED ON AN “AS IS” AND “AS AVAILABLE” BASIS. TO THE FULLEST EXTENT PERMISSIBLE PURSUANT TO APPLICABLE LAW, AAC EXPRESSLY DISCLAIMS ALL WARRANTIES OF ANY KIND, WHETHER EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO THE IMPLIED WARRANTIES OF TITLE, MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, AND NON-INFRINGEMENT.

(b) AAC DOES NOT WARRANT OR REPRESENT THAT (i) THE WEBSITE WILL MEET YOUR REQUIREMENTS, (ii) USE OF THE WEBSITE AND ITS FUNCTIONS WILL BE UNINTERRUPTED, TIMELY, SECURE, OR ERROR-FREE, (iii) THE RESULTS THAT MAY BE OBTAINED FROM THE USE OF THIS WEBSITE WILL BE ACCURATE OR RELIABLE, (iv) THE QUALITY OF ANY INFORMATION, SERVICES OR OTHER MATERIAL OBTAINED BY YOU THROUGH THIS WEBSITE WILL MEET YOUR EXPECTATIONS, (v) THE SERVERS THAT MAKE THE SITE AVAILABLE ARE FREE OF VIRUSES OR OTHER HARMFUL COMPONENTS; OR (vi) ANY ERRORS IN THE SITE WILL BE CORRECTED.

(c) ACCESS AND USE OF THIS WEBSITE, AND ANY MATERIAL DOWNLOADED OR OTHERWISE OBTAINED THEREFROM, IS AT, DOWNLOADED OR OBTAINED AT YOUR OWN DISCRETION AND RISK AND YOU WILL BE SOLELY RESPONSIBLE FOR ANY DAMAGE TO YOUR COMPUTER SYSTEM OR OTHER PROPERTY OR LOSS OF DATA THAT RESULTS FROM ACCESS OR USE OF THIS WEBSITE, OR THE DOWNLOADING OR OBTAINING OF ANY MATERIAL THEREFROM. YOU (AND NOT AAC OR ANY OF ITS AFFILIATED COMPANIES OR ANY OF OUR OR THEIR RESPECTIVE LICENSORS OR SUPPLIERS) ASSUME THE ENTIRE COST OF ALL NECESSARY SERVICING, REPAIR OR CORRECTION.

(d) NO ADVICE OR INFORMATION, WHETHER ORAL OR WRITTEN, OBTAINED BY YOU FROM AAC OR THROUGH OR FROM THE WEBSITE OR ANY OF THE SERVICES AVAILABLE ON THIS WEBSITE SHALL CREATE ANY WARRANTY NOT EXPRESSLY STATED IN THESE TERMS OF USE.
Note that some jurisdictions do not allow the exclusion of implied warranties, so some or all of the above exclusions may not apply to you.

Limitation of Liability
AAC and its affiliates, officers, agents, partners and employees shall not be liable for any direct, indirect, incidental, special or consequential damages, or any other damages of any kind, including but not limited to damages for loss of profits, use or data, arising out of, or connected in any way to, or otherwise resulting from the use or the inability to use the Website, the materials contained in, or accessed through, this Website, or any information or services obtained or messages received or transactions entered into through the Website or unauthorized access to or alteration of your transmissions of data.

Because some jurisdictions do not allow the exclusion or limitation of liability for consequential or incidental damages, in such states liability is limited to the fullest extent permitted by law.
If you are dissatisfied with any portion of the Website, or with any of these terms of use, your sole and exclusive remedy is to discontinue using this Website.

Applicable Law
This Terms of Use and Legal Information statement will be governed by and construed in accordance with the laws of the State of New York, without regard to any principles of conflicts of law. You agree that any action at law or in equity that arises out of or relates to any use of the Website will be filed only in the state or federal courts located in the District of New York and you hereby consent and submit to the personal jurisdiction of such courts for the purposes of litigating any such action.

Severability
In the event any of the terms or provisions of this Terms of Use and Legal Information statement shall be held to be unenforceable, the remaining terms and conditions shall be unimpaired and the unenforceable term or provision shall be replaced by such enforceable term or provision as comes closest to the intention of the unenforceable term or provision. This Terms of Use and Legal Information statement shall be subject to any other agreements you have entered into with AAC.

PRIVACY NOTICE
Alternative Access Capital, LLC has created this privacy statement in order to demonstrate our firm commitment to privacy. The following discloses the information gathering and dissemination practices for this Web site:  www.alternative-access.com.

Information Automatically Logged – We use your IP address and website referral information to help identify you and to determine how you found our website.

Registration Forms – Our site's registration form requires users to give us contact information (like their name, email, and postal address). Contact information from the registration forms is used to send information about our company. We do NOT share this information with other organizations.

External Links – This site contains links to other sites.  Alternative-Access Capital, LLC is not responsible for the privacy practices or the content of such Web sites.

Security – This site has security measures in place to protect the loss, misuse, and alteration of the information under our control. We do NOT share this information with any other organization.

Contacting the Web Site – If you have any questions about this privacy statement, the practices of this site, or your dealings with this Web site, you may contact us at 914-358-9950 or research@alternative-access.com.

BUSINESS CONTINUITY PLAN
Alternative Access Capital has developed a Business Continuity Plan (BCP) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With this in mind, we are providing you with this information on our BCP.

Contacting Us – If after a significant business disruption you cannot contact us as you usually do at 914-358-9950, or by email to an officer of the firm, you should call the cell phone numbers of your key contact officer, or the cell phone of our Principal, Matthew Lederman at 917-678-1401, or go to our website at www.alternative-access.com where we may post critical information.

Our Recovery Plan – We plan to recover quickly and resume business operations after a significant business disruption and respond by safeguarding our employees, property, books and records, and allowing our clients to transact business. In short, our BCP is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

The BCP addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with clients, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and providing assurances to our clients that we will continue to serve them during such disruptions.

Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 24 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within one to two days. In either situation, we plan to continue in business and notify you through our web site at www.alternative-access.com or our emergency number, 914-260-9950, as to how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer's prompt access any relevant documents.

For more information about our BCP, you may contact us at 914-358-9950 or research@alternative-access.com.

RISK DISCLOSURE
Hedge funds may be deemed to be highly speculative investments and are not intended as a complete investment program.  They are designed only for sophisticated investors who can bear the economic risk of the loss of their investment in a fund and who have limited need for liquidity of their investment. There can be no assurance that a hedge fund will achieve its investment objective. Past performance records are not indicative of future results.  This e-mail and any attachments are not an offer to sell any interests in any funds.  Any such offer will be made only by means of an Offering Memorandum and only in jurisdictions permitted by law. Investors should refer to the Offering Memorandum of any such fund for more complete information, including investment risks, management fees and fund expenses.  Prior to investing in any hedge fund, investors should review the fund's offering documents with their financial, legal and tax advisors to determine whether an investment is suitable for them.  Any attachment herein, is provided for information purposes only as of the date hereof and has not been independently audited or verified by Alternative Access Capital, LLC.

Alternative Access Capital, LLC offices could include regional branch offices and partnering offices.

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© 2012 Alternative Access Capital, LLC